Managing Director - Head of Core Compliance @ (April 2025 - December 2025)
Vice President - Sub-Adviser Oversight @ (January 2021 - January 2025)
Director - Managed Account Asset Class Lead @ (January 2019 - January 2021)
Director - ETF and Sector Asset Class Lead @ (January 2014 - January 2019)
Director - Regulatory Management @ (January 2013 - January 2014)
Director - Global Aggregate Monitoring and Regulatory Reporting @ (January 2012 - January 2013)
General Management Apprentice @ (January 2010 - January 2012)
Team Leader - Investment Compliance @ (January 2006 - January 2010)
Analyst - Corporate Actions @ (January 2004 - January 2006)
Mutual Fund Accountant @ (January 2003 - January 2004)
Aaron Norris Education
Northeastern University
Bachelor of Business Administration - BBA (Finance)
St. Thomas Aquinas High School
Aaron Norris Summary
Aaron Norris, based in Boston, MA, US, is currently a Chief Compliance Officer at Roundhill Investments. Aaron Norris brings experience from previous roles at Macquarie Group and Fidelity Investments. Aaron Norris holds a Bachelor of Business Administration - BBA in Finance @ Northeastern University. Aaron Norris has 2 emails and 2 mobile phone numbers on RocketReach.
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