Aaron Caplan Email & Phone Number
Head of Central Compliance and SMCR @ Nomura
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Aaron Caplan Location
- London, GB
Aaron Caplan Work
- 2024 -now Head of Central Compliance and SMCR @
- 2020 -2024 Head of Individual Accountability Regime @
- 2019 -2024 Head of Conduct Advisory, Registrations and Training @
- 2017 -2020 EMEA Head of Employee Compliance and Training @
- 2012 -2017 Head of Policy Compliance and Assurance @
- 2012 -2015 Head of Core Compliance @
- 2000 -2012 Senior Consultant, Financial Services Regulation @
- 1999 -2000 National Vice President Corporate Development @
Aaron Caplan Education
- Carleton University
Bachelors (International Business)
1995-1999
Aaron Caplan Skills
- Management Consulting
- Governance
- Change Management
- Business Transformation
- Internal Controls
- Business Process Improvement
- Business Analysis
- Workshop Facilitation
- Team Leadership
- Strategy
- Stakeholder Management
- Financial Risk
- Business Process
- Banking
- Operational Risk
- Risk Management
- Financial Services
- Management
- Website Development
- Hosting
- Website Design
- eCommerce
- Internet Consulting
- SEO
- Search Engine Marketing
- CMS
- Social Media Marketing
- Content Management Systems
Aaron Caplan Summary
- Aaron Caplan, based in London, GB, is currently a Head of Central Compliance and SMCR at Nomura. Aaron Caplan brings experience from previous roles at Nomura and London Stock Exchange Group. Aaron Caplan holds a 1995 - 1999 Bachelors in International Business @ Carleton University. With a robust skill set that includes Management Consulting, Governance, Change Management, Business Transformation, Internal Controls and more. Aaron Caplan has 5 emails and 2 mobile phone numbers on RocketReach.
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