Aaron Caplan Email & Phone Number

Head of Central Compliance and SMCR @ Nomura

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Aaron Caplan Location

London, GB

Aaron Caplan Work

2024 - now Head of Central Compliance and SMCR @ Nomura
2020 - 2024 Head of Individual Accountability Regime @ Nomura
2019 - 2024 Head of Conduct Advisory, Registrations and Training @ Nomura

2017 - 2020 EMEA Head of Employee Compliance and Training @ Nomura
2012 - 2017 Head of Policy Compliance and Assurance @ LSEG (London Stock Exchange Group)
2012 - 2015 Head of Core Compliance @ LCH
2000 - 2012 Senior Consultant, Financial Services Regulation @ PwC
1999 - 2000 National Vice President Corporate Development @ AIESEC
1999 - 2000 National Vice President Corporate Development @ AIESEC

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Aaron Caplan Education

Carleton University
Bachelors (International Business)
1995 - 1999

Aaron Caplan Skills

Management Consulting
Governance
Change Management

Business Transformation
Internal Controls
Business Process Improvement
Business Analysis
Workshop Facilitation
Team Leadership
Strategy

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Aaron Caplan Summary

Aaron Caplan, based in London, GB, is currently a Head of Central Compliance and SMCR at Nomura. Aaron Caplan brings experience from previous roles at Nomura and LSEG. Aaron Caplan holds a 1995 - 1999 Bachelors in International Business @ Carleton University. With a robust skill set that includes Management Consulting, Governance, Change Management, Business Transformation, Internal Controls and more. Aaron Caplan has 5 emails and 2 mobile phone numbers on RocketReach.

Aaron Caplan Emails

Found 5 emails

Aaron Caplan Phone Numbers

Found 3 phone numbers

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Aaron Caplan

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Westport, CT, US
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- +1 203-996-XXXX
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Aaron Caplan

Head of Central Compliance and SMCR at Nomura

London, GB
5
- nomura.com
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- nomura.co.jp
3
- +44 20 3856 XXXX
- +44 7809 75XXXX
- +44 20 7797 XXXX
Erin Caplan

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- hotmail.com
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