17a-4 LLC Information

17a-4 LLC is a leading provider of compliance software and consulting services. DataParser is 17a-4 LLC’s flagship connector solution built for messaging compliance. It is deployed globally across enterprise environments, where it manages and processes millions of messages every day. DataParser is compatible with a wide array of enterprise communication platforms and messaging systems, enabling organizations to capture, format, filter, archive, and audit communications in accordance with regulatory requirements. The solution is highly scalable and flexible, allowing for integration with various data sources (Zoom, Slack, Webex, Teams, Symphony, Bloomberg…) and storage architectures (M365 Purview, Google Vault, Azure Blob, AWS…) . With its robust filtering, formatting, and output options, DataParser streamlines compliance workflows and delivers reliable, automated processing - making it an essential tool for industries where messaging compliance is critical. Financial firms, Government agencies, Education, Energy and Healthcare organizations all use DataParser. Additional products include eDisclaimer, WebParser and PostLog to support regulatory requirements and provide legal protection for corporate communications. 17a-4 LLC offers a range of services designed to support regulatory compliance and data management. These services include: • Designated Third Party services • Fully Paid Stock Lending 3rd Party Collateral Administration services • Books & Records audits • Archive reviews and assessments of compliant architectures 17a-4 specializes in data governance, electronic records retention, and regulatory technology solutions. With over twenty years of expertise, 17a-4 assists organizations from various industries in navigating complex regulatory environments and achieving confidence in their compliance strategies.