NorCap Investment Management, L.P. Information

NorCap believes absolute returns are best generated through disciplined and consistent approaches to trading and effective risk management. Our commitment to the consistency of investment returns, providing investors with liquidity, and risk management as it pertains to capital preservation is steadfast. NorCap currently offers investment strategies that leverage our experience with the needs of sophisticated and qualified investors. Our U.S. and international clientele include high-net-worth individuals, family offices, businesses, and non-profits. Given our extensive relationships in the U.S. community banking industry, a meaningful portion of our clientele includes community bank holding companies and trust departments. Trading Strategies Market-Neutral Index Options Equity Real Estate Long/Short Equity 250+ Combined years of investment team experience NorCap leverages its team’s diverse backgrounds to work to achieve client investment objectives. Our flagship option strategies offer an alternative asset allocation that is uncorrelated to U.S. equity and fixed income markets. Our team has extensive trading experience across asset classes in varying market cycles. With 250 years of combined experience in trading options and securities, hedging strategies, managing institutional wealth, market making, investment advising, and family office advising. Our team members have spent significant professional time and have meaningful business relationships in the Middle East, Europe, Asia, and Africa. Trading Experience Options Fixed Income Equities Convertible Securities Investment-grade, high-yield, and distressed debt NorCap strives to capitalize on investment opportunities and to improve financial performance. Our approach begins with dedicated management and continuous oversight of all aspects of risk management. An emphasis on highly liquid markets, strict adherence to dynamic pricing and options algorithms, and disciplined trading