Cathy Sabo's Location
Orinda, California, United States
Cathy Sabo's Work
- Chief Compliance Officer @ AXA Investment Managers
- Chief Compliance Officer @ McMorgan & Company LLC
- Managing Director @ CJS Consulting
- Vice President, Investment Management Services Compliance @ Charles Schwab
- Associate Director @ Bear Stearns
- Branch Chief, OCIE @ U.S. Securities and Exchange Commission
- Senior Analyst @ Financial Industry Regulatory Authority
Cathy Sabo's Education
- University of Georgia - Terry College of Business1982 - 1986
Cathy Sabo's Skills
- Mutual Funds
- Cco
- Auditing
- Financial Advisory
- Coordinated
- SEC
- Regulations
- Code of Ethics
- Separate Accounts
- Consulting
Cathy Sabo's Summary
Cathy Sabo, based in Orinda, California, United States, is currently a Chief Compliance Officer at AXA Investment Managers, bringing experience from previous roles at McMorgan & Company LLC, CJS Consulting, Charles Schwab and Bear Stearns. Cathy Sabo holds a 1982 - 1986 University of Georgia - Terry College of Business. With a robust skill set that includes Mutual Funds, Cco, Auditing, Financial Advisory, Coordinated and more, Cathy Sabo contributes valuable insights to the industry. Cathy Sabo has 5 emails and 1 mobile phone number on RocketReach.
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