Location
San Francisco, California, United States
Work
- Vice President Compliance Officer @ Bank of the Orient
- Senior Compliance Associate @ First Republic Bank
- Compliance Associate @ Wells Fargo
- Business Analyst @ Visa
- Compliance Consultant @ Wells Fargo
- Senior Compliance Specialist @ MUFG Union Bank, N.A.
- Issuer Representative @ NYSE
- Compliance Analyst @ Bank of America
- Operations Associate @ Bank of America
Education
- University Of California - Santa Cruz
Bachelor Of Arts (Politics, Economics)
1992 - 1996
Skills
- SEC
- Code of Ethics
- Occ
- Banking
- Anti Money Laundering
- HMDA
- CIP
- Enterprise Risk Management
- Investment Company Act
- Portfolio Management
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