Chicago, Illinois, United States


  • Managing Director @ Siva Yam & Associates
  • Senior Managing Director; Director of Investment Banking; Chief Financial Officer; Co-Founder @ Chicago Capital
  • Senior Managing Director @ Stifel International Capital Markets
  • Assistant Vice President @ Stifel Financial Corp.


  • Duke University - The Fuqua School of Business

    MBA ( Finance and Accounting, Fuqua Fellowship Recipient )

    1984 - 1986
  • University of Wisconsin-Milwaukee

    BBA ( Finance and Operations Management, Magna Cum Laude )

    1981 - 1984
  • The Hong Kong Polytechnic University

    Diploma ( Business, Graduated with Honor )

    1978 - 1980


  • Intrnatinal Business - Investment Banking and Consulting
  • Analysis
  • Asset Management
  • Banking
  • Bloomberg
  • Business Development
  • Business Planning
  • Business Strategy
  • Capital
  • Capital Markets

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