John Healy's Location
California, United States
John Healy's Work
- Senior Lead Compliance Officer @ Bank of the West
- Compliance Manager @ Nuveen, a TIAA company
- Compliance Manager @ WM Advisors
John Healy's Education
- Florida State University
B.S (Political Science)
John Healy's Skills
- Securities
- Due Diligence
- Investments
- Investment Company Act
- SEC
- Investment Advisory
- Investment Advisers Act
- Analysis
- AML
- Mutual Funds
John Healy's Summary
John Healy, based in California, United States, is currently a Senior Lead Compliance Officer at Bank of the West, bringing experience from previous roles at Nuveen Investments, LLC and WM Advisors. John Healy holds a B.S in Political Science @ Florida State University. With a robust skill set that includes Securities, Due Diligence, Investments, Investment Company Act, SEC and more, John Healy contributes valuable insights to the industry. John Healy has 4 emails and 1 mobile phone number on RocketReach.
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