The Financial Industry Regulatory Authority, or FINRA, is dedicated to investor protection and market integrity. We regulate one critical part of the securities industry—brokerage firms doing business with the public in the United States. We carry out our mission by overseeing virtually every aspect of the brokerage industry. Every day, we work to: • write and enforce rules governing 3,900 firms and 635,000 brokers; • examine firms for compliance with those rules; • foster market transparency; and • inform the investing public. With 3,600 employees working in communities all across the nation, we are the first line of defense for investors.
View Top Employees from FINRA (Financial Industry Regulatory Authority)Website | http://www.finra.org |
Revenue | $1.2 billion |
Employees | 6,337 (6,337 on RocketReach) |
Founded | 2007 |
Phone | (301) 590-6500 |
Fax | (866) 397-3290 |
Industry | Membership Organizations, Finance, Organizations, Financial Services, Non Profit |
Keywords | Stock Market |
Competitors | Cetera Financial Group, Financial Conduct Authority, NYSE, U.S. Commodity Futures Trading Commission, U.S. Nuclear Regulatory Commission |
SIC | SIC Code 86 Companies, SIC Code 861 Companies |
NAICS | NAICS Code 81341 Companies, NAICS Code 81 Companies, NAICS Code 8134 Companies, NAICS Code 813410 Companies, NAICS Code 813 Companies |
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The FINRA (Financial Industry Regulatory Authority) annual revenue was $1.2 billion in 2024.
Amy Sochard is the Vice President of FINRA (Financial Industry Regulatory Authority).
6,337 people are employed at FINRA (Financial Industry Regulatory Authority).
FINRA (Financial Industry Regulatory Authority) is based in Washington, District of Columbia.
The NAICS codes for FINRA (Financial Industry Regulatory Authority) are [81341, 81, 8134, 813410, 813].
The SIC codes for FINRA (Financial Industry Regulatory Authority) are [86, 861].