Darcy Lake's Location
Calgary, AB, CA
Darcy Lake's Work
- SVP General Counsel and Chief Compliance Officer @ Canoe Financial
- Chief Compliance Officer @ BMO
- Head of Compliance and Chief Compliance Officer and Chief AML Officer @ BMO
- Chief Compliance Officer @ BMO
- Securities Lawyer, VP Compliance; @ TD
- Financial Services Lawyer @ Fraser Milner Casgrain LLP
- Staff Accountant @ Clarkson Gordon (now Ernst & Young)
Darcy Lake's Education
- Law Society of Upper Canada/Law Society of Alberta
Barrister & Solicitor (Called to the Bar)
1993 - 1993 - Faculty of Law, University of Toronto
Doctor of Law (J.D.) (Financial Services, Corporate & Securities)
1989 - 1991 - Faculty of Management, University of Toronto
Bachelor of Commerce (B.Comm.) Graduated with Distinction (Specialist in Accounting & Finance, Major in Economics)
1984 - 1988
Darcy Lake's Skills
- AML
- Securities Regulation
- Mutual Funds
- Wealth Management
- Investments
- Financial Services
- Policy
- Securities
- Risk Management
- Financial Risk
Darcy Lake's Summary
Darcy Lake, based in Calgary, AB, CA, is currently a SVP General Counsel and Chief Compliance Officer at Canoe Financial, bringing experience from previous roles at BMO Private Client Group, BMO Global Asset Management, Mutual Funds & Private Banking, BMO Investments Inc. (BMO Mutual Funds) and TD Bank Group. Darcy Lake holds a 1993 - 1993 Barrister & Solicitor (Called to the Bar) @ Law Society of Upper Canada/Law Society of Alberta. With a robust skill set that includes AML, Securities Regulation, Mutual Funds, Wealth Management, Investments and more, Darcy Lake contributes valuable insights to the industry. Darcy Lake has 1 email on RocketReach.
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